Key Sessions
Emad Aladhal
FCA Keynote
Financial Conduct Authority
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08:30-09:0030
mins
Registration
09:00-09:1515
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Chairman's Opening Remarks
- Steven Linnegar-Partner,PwC
09:15-09:5540
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FCA Keynote
- Emad Aladhal-Head of Client Assets and Resolution Department,Financial Conduct Authority
09:55-10:3540
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Utilising Tech for CASS Compliance & Controls – Benefits and Challenges
- Steven Linnegar-Partner,PwC
- Greg Hensman-Client Assets Officer,Deutsche Bank
- Kieran Millar-CASS Business Analyst,AutoRek
- Christian Thrussell-Head of CASS & Risk,Walker Crips
10:35-10:5520
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Morning Coffee
10:55-11:2530
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Common difficulties in the threshold application of CASS – a legal perspective
- Carl Fernandes-Partner,Latham & Watkins
- Kishore Bhindi-Associate,Latham & Watkins
11:25-12:0540
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CASS Culture – Training and ‘Tone from the Top’
- Graham Willcox-CASS Expert,Independent
- Chris Golland-CF10a, Head of CASS & Middle Office,Aviva
- Mark Husker-CF10a, Director of CASS Oversight,Equiniti
- Austin Copp-Global Head of Client Money and Assets Compliance,HSBC
- Susan Wright-Compliance Director, Technical & Training,Citi
12:05-12:3530
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Insights from Baringa’s 2019 CASS Survey
- Guy Munton-Partner – Finance, Risk & Compliance,Baringa Partners
12:35-13:3560
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Lunch
13:35-14:3560
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The View from the Auditors
- Graham Willcox-CASS Expert,Independent
- Shermeen Kazmi-Director,Grant Thornton
- Colleen Local-Partner,PwC
- Amarjit Singh-Partner,EY
- Stuart McLaren-Partner,Deloitte
- Richard Andrews-Partner,KPMG
14:35-14:5520
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Afternoon Coffee
14:55-15:3540
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SMCR -莱斯sons Learnt and Evolving Best Practice
- Steven Linnegar-Partner,PwC
- Robert Forbes-Director SMF21/22, Head of CASS, IS Trust and IS Bank,RBC Investor & Treasury Services
- Shaid Moughal-Head of CASS and Finance Operations,Standard Life Aberdeen
- Martin Digweed-Head of Compliance Advisory,Quilter Investors
- Alexandra Duff-EMEA Client Asset Director, Prime, Futures, ASL, Fiduciary,Citi
15:35-16:1540
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Resiliency in the context of CASS
- Steven Linnegar-Partner,PwC
- Stewart Lancaster-Head of CASS Oversight,Close Brothers Asset Management
- Elaine Rogers-Senior Vice President, Head of Global Functional Control and CASS Office,Northern Trust
- Peter Norman-Managing Director, Client Service Delivery,Pershing
- Jonathan Dark-集团CF10a,Smith & Williamson
- Christian Thrussell-Head of CASS & Risk,Walker Crips
16:15-16:2510
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Chairman's Closing Remarks
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