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Key Sessions
Duarte Delgado
Regulatory Perspective: Prudential Requirements for Investment Firms – Where are We and Where are We Going
INVESCO
Laurence Blake
Planning for the New EU Investment Firms Regime (IFR/ IFD) Including K-Factors, Remuneration, Governance and Liquidity
JANE STREET EUROPE
Sopun Leng
Addressing the Treatment of Sustainability and Climate Risk within the ICAAP
PGIM
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Conference - Day One

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Conference - Day One

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09:00-09:3030 mins
Registration & Networking
    09:30-09:4010 mins
    Chairperson’s Opening Remarks
    • Andrew Brand-Head of Operational Risk,XTX MARKETS
    FCA Feedback
    09:40-10:2545 mins
    Day 1
    Regulatory Perspective: Prudential Requirements for Investment Firms – Where are We and Where are We Going
    • Duarte Delgado-Regulatory Specialist,INVESCO
    New EU Prudential Regime
    10:25-11:0035 mins
    Day 1
    Planning for the New EU Investment Firms Regime (IFR/ IFD) Including K-Factors, Remuneration, Governance and Liquidity
    • Laurence Blake-Head of Risk,JANE STREET EUROPE
    11:00-11:3535 mins
    Day 1
    Investment Firms Panel Session: Discussing Progress with Interpreting and Preparing for the Practical Implications of New EU Investment Management Prudential Regime
    • Andrew Johnstone-Director Prudential Policy & Chairman of the Investment Association Prudential Committee,BLACKROCK
    • Diederik Dorst-Global Head of Regulation & Market Structure,FLOW TRADERS
    • Alan Sievewright-Deputy CFO & Chair of Investment Association IFR Working Group,BAILLIE GIFFORD & CO
    • Ian Kelly-Head of Regulatory Advisory,RBC CAPITAL MARKETS
    11:35-11:5520 mins
    Day 1
    Networking & Refreshment Break
      Risk Framework, Risk Appetite & KRIs
      11:55-12:3035 mins
      Day 1
      Addressing Key Disconnects Between the Risk Management Framework and Risk Appetite Statement with Particular Focus on Difficult Risk Types
      • Liezl De Villiers-操作风险识别,AVIVA INVESTORS
      12:30-13:0535 mins
      Day 1
      Investment Firms Panel Session: Enhancing Risk Management Frameworks and Risk Appetite Statements to Demonstrate Effective Monitoring and Reporting of Key ICAAP Risks
      • Darren Nicholls-Head of Risk - Non-Continental Europe,GAM
      • Will Manfield-Chief Risk Officer,BNP PARIBAS ASSET MANAGEMENT UK
      • Stephen Pritchard-Chief Risk Officer,HARGREAVES LANSDOWN ASSET MANAGEMENT
      13:05-14:0055 mins
      Networking & Lunch Break
        Emerging Risks & Regulatory Themes
        14:00-14:3535 mins
        Day 1
        Addressing the Challenge of Identifying Emerging Risks and Incorporating them into the ICAAP
        • Anthony Ma-Head of Prudential Risk & Regulation,GRANT THORNTON
        14:35-15:1035 mins
        Day 1
        Clarifying Operational Resilience Expectations and How it Impacts ICAAP Activities and Regulatory Capital
        • David Croker-Partner,PWC
        15:10-15:3020 mins
        Day 1
        Refreshment & Networking Break
          15:30-16:0535 mins
          Day 1
          Addressing the Treatment of Sustainability and Climate Risk within the ICAAP
          • Sopun Leng-Head of Risk,PGIM
          Pillar 1 Governance
          16:05-16:4035 mins
          Day 1
          Enhancing Governance and Controls Around Pillar 1 Calculation and Reporting and Future Under the EU Investment Firms Regime
          • Oivind Andresen-Director Risk Advisory,BDO
          16:40-16:455 mins
          Chairperson’s Summation and Close of Day One
            Pre-Conference Workshop: Regulatory Reporting in Investment Firms
            NextConference - Day Two
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